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PRO Account Commission Plan

PRO Account Low Commission Plan

Items

Details of Charge

Payee

HK Stock Commission

0.06% of transaction amount (Minimum HK$0/transaction)

uSMART

HK Stock Platform Fee

HK$18/transaction

uSMART

Charge of Grey Market

Phone Trade: 0.1% of transaction amount (Minimum HK$100/transaction)

APP Trade: Commission 0.06%, (Minimum HK$18/transaction)

uSMART

US Stock Commission

US$0.01/share (MinimumUS$1/transaction)

uSMART

US Stock Platform Fee

US$0.005/share (Minimum US$1.5/transaction, Maximum 0.5% of transaction amount)

uSMART

A-Share Commission

0.08% of transaction amount (Minimum RMB0/transaction)

uSMART

A-Share Platform Fee

RMB15/transaction

uSMART

 

PRO Account Free Platform Plan

Items

Details of Charge

Payee

HK Stock Commission

0.1% of transaction amount (Minimum HK$12/transaction)

uSMART

HK Stock Platform Fee

HK$0/transaction

uSMART

Charge of Grey Market

Phone Trade: 0.1% of transaction amount (Minimum HK$100/transaction)

APP Trade: Commission 0.1% (Minimum HK$12/transaction)

uSMART

US Stock Commission

US$0.01/share (Minimum US$1/transaction)

uSMART

US Platform Fee

US$0.005 /share (Minimum US$1.5/transaction, Maximum 0.5% of transaction amount

uSMART

A-Share Commission

0.1% of transaction amount (Minimum RMB5/transaction)

uSMART

A-Share Platform fee

RMB0/transaction

uSMART

 

PRO Account High-Frequency Plan

Items

Details of Charge

Payee

Plan

 

Number of Transaction (Monthly)

Platform Fee (per transaction)

1-30

 $21

31-60

 $15

61-200

 $11

201-1000

 $9

1001-2000

 $7

2001-3000

 $6

3001-4000

 $4

4001-5000

 $3

5001-6000

 $2

6001 or above

 $1

 

uSMART Securities will charge for platform fee HK$12 for each transaction first, and the final platform fee will be adjusted at the end of each trading day according to total monthly number of transactions. The value difference will be charged on or rebated to customer.

uSMART

Charge of Grey Market

Phone Trade: 0.1% of transaction amount (Minimum HK$100/transaction)

APP Trade: 0.08% of transaction (Minimum HK$0/transaction) Platform Fee: HK$15 per transaction

uSMART

US Stock Commission

US$0.01/share (Minimum US$1/transaction)

uSMART

US Stock Platform Fee

US$0.005/share (Minimum US$1.5/transaction, Maximum 0.5% of transaction amount)

uSMART

A-Share Commission

0.08% of transaction amount, Minimum RMB0/transaction

uSMART

A-Share Platform Fee

RMB15/transaction

uSMART